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IMPORTANT DISCLOSURE INFORMATION
A. Miller Investment Advisors, L.P. (“Miller”) is an SEC registered investment adviser located in Houston, Texas. Miller and its representatives are in compliance with the current filing requirements imposed upon SEC registered investment advisers by those states in which Miller maintains clients. Miller may only transact business in those states in which it is registered, or qualifies for an exemption or exclusion from registration requirements. Miller’s web site is limited to the dissemination of general information pertaining to its advisory services, together with access to additional investment-related information, publications, and links. Accordingly, the publication of Miller’s web site on the Internet should not be construed by any consumer and/or prospective client as Miller’s solicitation to effect, or attempt to effect transactions in securities, or the rendering of personalized investment advice for compensation, over the Internet. Any subsequent, direct communication by Miller with a prospective client shall be conducted by a representative that is either registered or qualifies for an exemption or exclusion from registration in the state where the prospective client resides. For information pertaining to the registration status of Miller, please contact the SEC or the state securities regulators for those states in which Miller maintains a notice filing. A copy of Miller’s current written disclosure statement discussing Miller’s business operations, services, and fees is available from Miller upon written request. Miller does not make any representations or warranties as to the accuracy, timeliness, suitability, completeness, or relevance of any information prepared by any unaffiliated third party, whether linked to Miller’s web site or incorporated herein, and takes no responsibility therefor. All such information is provided solely for convenience purposes only and all users thereof should be guided accordingly.
Please remember that different types of investments involve varying degrees of risk, and there can be no assurance that the future performance of any specific investment or investment strategy (including those undertaken or recommended by Miller), will be profitable or equal any historical performance level(s).
Certain portions of Miller’s web site (i.e. newsletters, articles, commentaries, etc.) may contain a discussion of, and/or provide access to, Miller’s (and those of other investment and non-investment professionals) positions and/or recommendations as of a specific prior date. Due to various factors, including changing market conditions, such discussion may no longer be reflective of current position(s) and/or recommendation(s). Moreover, no client or prospective client should assume that any such discussion serves as the receipt of, or a substitute for, personalized advice from Miller, or from any other investment professional. Miller is neither an attorney nor an accountant, and no portion of the web site content should be interpreted as legal, accounting or tax advice.
Rankings and/or recognition by unaffiliated rating services and/or publications should not be construed by a client or prospective client as a guarantee that he/she will experience a certain level of results if Miller is engaged, or continues to be engaged, to provide investment advisory services, nor should it be construed as a current or past endorsement of Miller by any of its clients. Rankings published by magazines, and others, generally base their selections exclusively on information prepared andlor submitted by the recognized adviser.
Each client and prospective client agrees, as a condition precedent to his/her/its access to Miller’s web site, to release and hold harmless Miller, its officers, directors, owners, employees and agents from any and all adverse consequences resulting from any of his/her/its actions and/or omissions which are independent of his/her/its receipt of personalized individual advice from Miller.
A. Miller Investment Advisors, L.P.
WEB SITE ACCESS ACKNOWLEDGMENT
If you are a client of A. Miller Investment Advisors, L.P. (“Miller”), by accessing the client portion of the website and logging in, you elect to participate in the password-protected access portion of Miller’s Internet web site, and understand that your participation will allow you to review certain investment-related information published by Miller and unaffiliated third parties. This password-protected access is made available to clients of Miller free of charge. This authorization shall continue until canceled in writing.
You understand that the password-protected section is a secure~ web site intended only to allow a client access to information relative to his/her/its specific account. You also understand that you will be assigned an individual password. You agree not to share your password with any other person, and hereby release and hold Miller harmless from any adverse consequences relative to any failure by you to keep the identity of your password secure.
A. Miller Investment Advisors, L.P.
REGULATION S-P (PRIVACY NOTICE)
Pursuant to Regulation S-P adopted by the Securities and Exchange Commission, it is the policy of A. Miller Investment Advisors, L.P. (“The Firm”) to keep confidential nonpublic personal information (“information”) pertaining to each current and former client (i.e., information and records pertaining to personal background, investment objectives, financial situation, investment holdings, account numbers, account balances, etc.) unless The Firm is: (1) previously authorized by the client to disclose information to individuals and/or entities not affiliated with The Firm, including, but not limited to the client’s other professional advisors and/or services providers (i.e., attorney, accountant, insurance agent, broker-dealer, investment advisor, account custodian, etc.); (2) required to do so by judicial or regulatory process; or (3) otherwise permitted to do so in accordance with the parameters of Regulation S-P. The disclosure of information contained in any document completed by the client for processing and/or transmittal by The Firm in order to facilitate the commencement/continuation/termination of a business relationship between the client and a nonaffiliated third party service provider (i.e., broker-dealer, investment advisor, account custodian, insurance company, etc.), including information contained in any document completed and/or executed by the client for The Firm (i.e., advisory agreement, client information form, etc.), shall be deemed as having been automatically authorized by the client with respect to the corresponding nonaffiliated third party service provider. Each individual and/or entity affiliated with The Firm is aware of The Firm’s Privacy Policy, and has acknowledged his/her/its requirement to comply with the same. In accordance with The Firm’s Privacy Policy, each such affiliated individual and/or entity shall have access to information to the extent reasonably necessary for The Firm to perform its services for the client, and to comply with the applicable regulatory procedures and requirements.
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